EXPLORE PROGRAMS
FINTRAC's most common examination findings are not about missed reports — they are about governance: an unappointed or under-empowered compliance officer, stale policies, an absent or superficial risk assessment, training that doesn't reach agents, and an effectiveness review that isn't actually independent. This course is built for the compliance officer, owner, or senior leader responsible for the integrity of the MSB compliance program. It walks through each of the five PCMLTFA pillars and the documentation, cadence, and accountability that FINTRAC examiners look for. Templates, checklists, and worked examples of risk assessments and two-year effectiveness reviews are provided to help operationalize the concepts.
You will learn how to design and run a defensible MSB compliance program: appointing and empowering the compliance officer, drafting policies and procedures that reflect actual operations, conducting a documented risk assessment, delivering and tracking ongoing training, and commissioning a credible biennial effectiveness review.
Course Cost :
$100.00
